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UBS hires raft of veteran Merrill brokers Reuters By Ashley Lau (Reuters) - UBS Americas Wealth Management said on Friday it hired at least 14 veteran Merrill Lynch brokers who in total managed more than $2 billion in client assets at Merrill. The new hires come shortly after Reuters reported that UBS ... |
 KGMI | Latvian 'hacked broker-dealers in £560000 share scam' Computerworld New Zealand The SEC accuses Igor Nagaicevs, 34, of hacking the accounts of electronic broker-dealer firms and illicitly trading stocks through them as part of a "brazen stock price manipulation scheme". The regulator alleges the Latvian hacked into the accounts ... Boise man denies allegations related to Latvian trader Genius, Perhaps, but Illegal, SEC Says SEC Files Charges in Hacking Case |
Nampa commercial real estate broker jailed on theft charges The Idaho Statesman But about two weeks later, when one tenant mistakenly sent an $8000 rent check to Gunstream, the real estate broker took the money. Nibley reported him to police. In July 2010, an owner of Meridian's Cherry Plaza contacted state police, saying he had ... |
Broker faces ethics penalties Edmond Sun EDMOND — A local broker-dealer could face penalties for allegedly engaging in unethical practices in violation of rules related to securities, according to a recently filed document. Anthony Cross, a registered broker-dealer, operates from an Edmond ... |
Duped couple chase broker in Ambur but in vain IBNLive.com VELLORE: A self-styled broker was chased by a couple who had paid him Rs 1500 to get a legal heir certificate from the taluk office. When the broker did not deliver the goods as promised, the couple looked for him at the taluk office where an ... |
Pawn broker aims to attract recruits This is South Wales AN established pawn broker with more than 200 stores across the UK is looking to recruit franchisees and expand its network into South Wales. Cash Converters already has stores in Rhyl, Bangor and Wrexham and is hosting its first UK franchisee open day ... |
 Telegraph.co.uk | Former Merrill Lynch Broker in Einhorn Insider Case Said to Face U.K. Fine Bloomberg A former corporate broker at Bank of America Corp.'s Merrill Lynch, facing an investigation over inside information given to Greenlight Capital Inc. Chairman David Einhorn, may be fined 350000 pounds ($550000) by the UK finance regulator, ... FSA ready to fine broker over Greenlight insider trading Einhorn case highlights need for broker discretion Crossing the wall |
Broker tips: N. Brown, Aveva, Max Petroleum ShareCast The broker said that the firm's flexibility to generate sales and ongoing income from its credit offering should be valued at a premium rather than a discount to the sector. Nevertheless, UBS says it values N. Brown in line with the sector average ... |
 Irish Independent | Investec to buy Irish broker NCB for $42 mln Reuters Investec plans to pay 32 mln euro in cash * Deal will help it bulk up in wealth management By David Dolan and Carmel Crimmins DUBLIN/JOHANNESBURG, Jan 27 (Reuters) - Investec has agreed to buy Irish unlisted broker and wealth manager NCB for 32 million ... Investec Group snaps up NCB for bargain-basement €32m Investec agrees €32m deal to buy Irish broker |
Is your broker a double agent? Chicago Tribune In many instances, the survey found, agents — and even some of the brokers under whose banner they work — do not understand the basic concept of dual agency. Dual agency is when the agent represents both the buyer and seller and attempts to walk a ... |
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